Regulatory Investigations

June 12, 2019

Webinar with Today's General Counsel

1 pm ET


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A regulatory investigation is nothing any company wants. Whether triggered by a whistleblower’s tip, suspicions of deceptive marketing practices, or hints of trade secret or IP theft, regulatory investigators can open a sweeping probe encompassing a company’s entire document repository. This can quickly drain a company’s time, resources and outside counsel budget.

To mitigate risk, legal departments are proactively searching for potential red flags and investigating suspected misconduct to assess risks before they lead to formal investigations and enforcement actions.

Join us for a live webinar on best practices to move an internal investigation forward efficiently to swift resolution. Key topics will include:

  • Ways to identify custodians, preserve and collect quickly—and discreetly
  • Using communication analytics to identify additional custodians
  • How technology-assisted review gets you to the heart of the story faster

You’ll come away with concrete ways to use internal investigations as a proactive risk management tool. Registrants will receive links to the recording and related resources.


Thomas Gricks

Thomas C. Gricks III | Managing Director, Professional Services | Catalyst + OpenText

A prominent e-discovery lawyer and a leading authority on the use of technology-assisted review, Tom is managing director, professional services, at Catalyst. He advises corporations and law firms on best practices for applying technology to reduce the time and cost of discovery and investigations. Tom has more than 25 years’ experience as a trial lawyer and in-house counsel, most recently with the law firm Schnader Harrison Segal & Lewis, where he was a partner and chair of the E-Discovery Practice Group. He was lead e-discovery counsel in Global Aerospace v. Landow Aviation, the first case in the country to authorize the use of TAR over the objection of opposing counsel.

Sharyn Procaccio

Sharyn Procaccio | Vice President & Assistant General Counsel | Hunt Companies

Sharyn currently serves as vice president and assistant general counsel for Hunt Companies Inc. Her duties include managing the company’s litigation and compliance functions, as well as employment law, business contracting and information governance. Sharyn regularly advises the company on business strategy, risk mitigation and exposure. Before joining Hunt Companies, she worked as a litigator for eight years at the Chicago office of Katten Muchin Rosenman LLP where she represented a wide spectrum of clients in all aspects of civil litigation.

Daniel Polatsek

Daniel Polatsek | Partner | Ice Miller LLP

Dan concentrates his practice in corporate litigation and white collar criminal defense and regularly conducts internal investigations involving the Foreign Corrupt Practices Act (FCPA), public corruption, conflict of interest schemes, whistle blower claims, breaches of fiduciary duty and other types of alleged corporate malfeasance. Many of Dan’s matters involve sensitive issues of corporate governance and related issues of reputational harm and crisis management. Dan’s clients span several different industries including financial services, insurance, banking, healthcare and commercial lending. Dan is frequently a featured speaker and author on conducting internal investigations, preservation of the attorney-client privilege and issues involving e-discovery.

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